Securities Arbitration Commentator (SAC) respects your right to the confidentiality of your personal information and we value the trust you have placed in us. We want you to understand how and why we collect, store and use non-public personal information about you. We want to assure you that we observe strict measures of security, confidentiality and privacy with respect to this sensitive information. Our Privacy Policy applies to existing and former customers.

We collect and use various types of information from and about you; however, we limit the information to the minimum required to accurately identify you as our customer, to deliver our services, to develop and market products and services, and to manage our business properly. We obtain information about you from the following sources.

• applications or other request forms for our products or
services.
• accounts and transactions with SAC or our affiliates.
• public records, market research and other companies.
• information we receive if you use the Internet to apply
for or use any of our products or services.

We do not share or sell information about SAC customers or former customers to non-affiliated third parties (except as explained below). We do share information about our customers with our affiliates to enable us to provide you with additional convenience, to serve your needs better and to make you aware of our special offers, products and services. SAC uses carefully selected non-affiliated companies to perform services such as check printing, data processing and direct marketing, which enable us to provide our full range of products and services to you. We provide only the information they need to offer our services to you. All these companies must conform to our confidentiality requirements and our Privacy Policy and are not permitted to use your information or contact our customers for any purpose other than to carry out the tasks specified by SAC.

The relationships we have and the financial records we maintain on our customers are confidential and are protected by safeguarding protocols and selective staff access. However, we may be legally required to divulge certain information about our customers in response to a court order, to prevent fraud or to comply with a requirement of a government agency.
Other Information

If you have any questions about this Privacy Policy Statement or about the security and confidentiality of your non-public personal information please call
973-761-5880 with your questions. This Privacy Policy Statement is available at SAC’s home office and also may be viewed on our website www.sacarbitration.com.